초록

본 연구는 2010년에서 2019년까지 정부합동감사에서 지적된 처리과 기록물관리 현황을 분석하였다. 15개 지방자치단체 총 43개의 감사결과를 대상으로 정량분석을 통해 처리과 기록관리 업무영역별 문제점을 다각도로 파악하였으며, 연도별 기록관리 지적사항을 분석함으로써 처리과 기록물관리 문제점을 알아보고 시사점을 도출하였다.

Abstract

This study analyzes the current status of records management in the creation organization of records identified in the joint government audit from 2010 to 2019. Various methods for quantitative analysis were conducted on 43 audit results from 15 local governments to identify problems in each area of records management for the creation organization of records. In particular, the problems were identified through an analysis of the problems in records management by year. Furthermore, implications in processing and records management were also derived through the identification of the problems in such areas and the relationships with the officer in charge of records management.

초록

본 연구는 기록이 생산되어 보존기록관까지 도달하는 과정에서 평가라는 중요한 기록관리업무가 어떻게 유기적으로 수행되는 지를 탐구한다. 이러한 통시적인 관점에서 미국 뉴욕주기록관의 기록관리 및 평가시스템을 하나의 사례로 살펴보고자 한다. 미국의 기록 환경은 아키비스트와 레코드매니저의 역할과 전문성을 구분하는 점에서 한국의 사례와는 다르다. 이런 환경에서도 뉴욕주기록관은 생산기관의 기록관리 과정의 평가업무를 적극 지원한다. 본 연구는 미국 뉴욕주의 사례를 통하여 아키비스트의 기록물 평가가 보존기록물의 이관과 수집 시점에 시작한다는 소극적인 관점에서 벗어나, 기록물 생애주기의 시작점에서부터 아키비스트가 가지는 책임과 역할이 있다는 점을 강조한다.

Abstract

Appraisal occurs multiple times in the process of records and archival management. This includes the consideration of the value of records during creation, developing records retention schedule for records creating organizations, and archival appraisal for archival repositories to build their collections. This study attempts to understand the function of appraisal from a holistic perspective from records creation to archival preservation. In doing so, it investigates the case of New York State Archives and understands some of notable approaches how archivists cooperate with records creators and records managers to preserve New York’s historical records. Learning from the case of New York State Archives, this study intends to emphasize the roles and responsibilities that archivists can play in appraisal in various steps.

초록

공공기관의 회의록은 정부의 정책 결정 과정의 투명성과 공정성을 답보할 수 있는 중요한 기록물이다. 본 연구는 공공기관의 회의록의 생산과정의 이해와 함께 회의록 생산 현황과 환경 실태를 파악하여 공공기관의 회의록 생산을 활성화하기 위한 개선 방안을 제시하는 것을 그 목적으로 한다. 이를 위해서 사례연구와 설문조사를 통해 회의록 생산에 대한 이해와 현황을 밝히고자 하였다. 사례연구는 미국의 회의공개법, 호주의 내각핸드북, 우리나라의 공공기록법을 분석하였다. 회의록 생산현황을 위해서는 공공기록법에서 규정하는 2012년 현재 지정회의 대상 54개 지정회의에 대해서 조사하였다. 주된 조사내용은 제도화, 회의, 생산, 담당자, 이용 및 교육으로 구성되었다. 이러한 연구방법을 통해서 도출된 개선방안은 제도적 측면, 운영 체계, 교육 측면으로 구분하여 제시하였다. 즉, 회의록의 특성을 반영한 제도적 규정이 필요하며, 이를 실제적으로 운영하는 필요한 체계가 필요하다. 또한 회의록 생산과 이용에 관한 교육 역시 필요하다.

Abstract

Meeting minutes in public organizations are crucial in the process of decision making in terms of accountability of records. The purpose of this study aims to provide a set of solutions in terms of improving the creation and management of meeting minutes in context of public records. For the case studies, Government in the Sunshine Act in the United States of America, Cabinet Handbook in Australia, and the law on Public Records in Korea are comparatively analyzed. As of 2012, fifty four designated meetings for minutes are administrated with a questionnaire survey. Based on the data analyses on the case studies and responses from designated meetings, three apsects in the creation and management of minutes are proposed: appropriate laws and regulations reflecting the characteristics of meeting minutes, best practices and manuals, and training for creation.

초록

1999년 기록관리법의 제정과 함께 정비된 폐기평가 제도는 처리과에서의 폐기를 금지하고 보존기간 책정제도를 보완해 중요기록물의 유실을 방지할 수 있는 전략적 개념을 지니고 있다. 하지만 실제 기록관에서 수행되는 폐기평가의 현실은 기록관리법에서 의도하는 이러한 취지와는 현실적으로 큰 간극을 지닌다. 이에 본고에서는 기록물 평가제도에 대한 검토를 통해 현행 우리나라 폐기평가 제도의 중요성을 살펴본 다음, 현행 폐기평가 제도의 운영현황과 실제 운영상의 문제점을 고찰하였다. 이어 폐기평가 제도를 모범적으로 운영하고 있다고 판단되는 실제 사례를 기반으로 향후 우리나라 폐기평가 제도의 현실적 적용을 위한 방안을 모색하였다.

Abstract

Destruction appraisal system improved with the enactment of the 1999 Public Records Management Act has the strategic concepts to prevent loss of important records with prohibiting the destruction in creation organization of records. But destruction appraisal carried out in record center realistically has the big difference with destruction appraisal system intended by Public Records Management Act. Therefore this article intends to explore the importance of destruction appraisal system through a review of the record appraisal system, and investigates operation status of destruction appraisal system in record center and operational issues. And it intends to explore scheme for practical application of destruction appraisal system based on actual cases of destruction appraisal which operates as a model.

초록

전자정부 추진 이래 공공기관은 전자문서시스템이나 업무관리시스템을 통하여 문서를 생산하고 있으며, 대부분의 공문서가 개발사 의존적 독자포맷인 hwp로 저장되고 관리되고 있다. 이러한 독자포맷은 특정 소프트웨어에 의해서만 내용 확인이 가능하므로 해당 소프트웨어의 구매는 불가피하다. 라이선스를 구매하였다 할지라도 과거 또는 향후 버전에 대한 지원 여부가 불확실하므로 장기보존 대책이 요구된다. 기관 간 문서 유통 시 독자포맷과 XML 기반의 유통 규격 간 변환 과정에서 서식 누락, 대응 규격 부재로 인해 변환 실패나 원문서 변형을 초래하기도 한다. 본 연구는 개방형 문서 포맷(ODF)을 소개하고 공공영역에서의 문서 생산, 유통, 관리, 활용과 보존에 ODF 도입 시 예상되는 영향을 검토하였다.

Abstract

Korean public organizations create electronic documents through electronic document management systems under the e-Government scheme. A majority of these public documents are saved in vendor-dependent file formats, mainly HWP. Vendor-dependent formats can be opened only with specific software, which requires purchase. As the license does not guarantee compatibility between past and future versions, interoperability problems occur in long-term preservation, which need to be solved. Any error from the elimination of styles or no matching elements in document definition during conversion from vendor-dependent formats to the XML-based standard exchange format leads to file open failure or the modification of original documents. This study introduces the Open Document Format (ODF) and investigates the effects of adopting ODF in the creation, exchange, management, and preservation of public records.

초록

행정정보 데이터세트의 기록관리 필요성은 기록관리 연구자들 사이에서 넓은 공감대를 형성하고 있으며 지속적으로 연구되어 왔다. 그동안 정보 기술의 발전에 따라 행정정보시스템의 신규 구축 및 재개발이 증가하고 있음에도 불구하고 실제 공공기관에서 운영 중인 각종 행정정보시스템에서 생산된 데이터세트는 관리하지 못 하고 있는 실정이다. 그 원인은 현실 적용이 가능한 관리 방안의 부재에 있다고 하겠다. 본 연구는 구현 가능한 행정정보 데이터세트 관리 방안은 데이터세트 관리 환경의 실상에 기초하여야 한다는 판단 하에, 현재 운영 중인 행정정보시스템에서의 데이터세트 생산 및 관리 환경 사례를 조사함으로써 관리 방안 개발의 기초 자료와 유사 연구에서 활용할 수 있는 조사방법론을 제시하고자 한다.

Abstract

The need for the records management of administrative information dataset has led to a broad consensus among archivists and has been continuously studied. In the meantime, information technology has greatly advanced, and the development and redevelopment of information management systems have been increasing. Nevertheless, dataset management in information management system has not been practiced in public organizations. This is because it is supposed that no practical management plan exists. From the point of view that practical dataset management methods should be based on the reality of dataset creation and management environment, this study investigates various active datasets in working administrative information systems. The examples and the information drawn from the examination are expected to contribute to dataset management planning. Moreover, the research methods can be utilized in further studies.

초록

Abstract

This study investigates the current preservation and management of four records and documentary heritage in Korea that is in the UNESCO's Memory of the World Register. The study analyzes their problems and corresponding solutions in digitizing those world records heritages. This study also reviews additional four documentary books in Korea that are in the wish list to add to UNESCO's Memory of the World Register. This study is organized as the following: Chapter 2 examines the value and meanings of world records and documentary heritage in Korea. The registry requirements and procedures of UNESCO's Memory of the World Register are examined. The currently registered records of Korea include Hunmin-Chongum, the Annals of the Choson Dynasty, the Diaries of the Royal Secretariat (Seungjeongwon Ilgi), and Buljo- Jikji-Simche-Yojeol (vol. Ⅱ). These records heritage's worth and significance are carefully analyzed. For example, Hunmin-Chongum(「訓民正音」) is consisted of unique and systematic letters. Letters were delicately explained with examples in its original manual at the time of letter's creation, which is an unparalleled case in the world documentary history. The Annals of the Choson Dynasty(「朝鮮王朝實錄」) are the most comprehensive historic documents that contain the longest period of time in history. Their truthfulness and reliability in describing history give credits to the annals. The Royal Secretariat Diary (called Seungjeongwon-Ilgi(「承政院日記」)) is the most voluminous primary resources in history, superior to the Annals of Choson Dynasty and Twenty Five Histories in China. Jikji(「直指」) is the oldest existing book published by movable metal print sets in the world. It evidences the beginning of metal printing in the world printing history and is worthy of being as world heritage. The review of the four registered records confirms that they are valuable world documentary heritage that transfers culture of mankind to next generations and should be preserved carefully and safely without deterioration or loss. Chapter 3 investigates the current status of preservation and management of three repositories that store the four registered records in Korea. The repositories include Kyujanggak Archives in Seoul National University, Pusan Records and Information Center of National Records and Archives Service, and Gansong Art Museum. The quality of their preservation and management are excellent in all of three institutions by the following aspects: 1) detailed security measures are close to perfection 2) archiving practices are very careful by using a special stack room in steady temperature and humidity and depositing it in stack or archival box made of paulownia tree and 3) fire prevention, lighting, and fumigation are thoroughly prepared. Chapter 4 summarizes the status quo of digitization projects of records heritage in Korea. The most important issue related to digitization and database construction on Korean records heritage is likely to set up the standardization of digitization processes and facilities. It is urgently necessary to develop comprehensive standard systems for digitization. Two institutions are closely interested in these tasks: 1) the National Records and Archives Service experienced in developing government records management systems; and 2) the Cultural Heritage Administration interested in digitization of Korean old documents. In collaboration of these two institutions, a new standard system will be designed for digitizing records heritage on Korean Studies. Chapter 5 deals with additional Korean records heritage in the wish list for UNESCO's Memory of the World Register, including: 1) Wooden Printing Blocks(經板) of Koryo-Taejangkyong(高麗大藏經) in Haein Temple(海印寺); 2) Dongui-Bogam(「東醫寶鑑」) 3) Samguk-Yusa(「三國遺事」) and 4) Mugujeonggwangdaedaranigyeong(「無垢淨光大다羅尼經」). Their world value and importance are examined as followings. Wooden Printing Blocks of Koryo-Taejangkyong in Haein Temple is the worldly oldest wooden printing block of cannon of Buddhism that still exist and was created over 750 years ago. It needs a special conservation treatment to disinfect germs residing in surface and inside of wooden plates. Otherwise, it may be damaged seriously. For its effective conservation and preservation, we hope that UNESCO and Government will schedule special care and budget and join the list of Memory of the Word Register. Dongui-Bogam is the most comprehensive and well-written medical book in the Korean history, summarizing all medical books in Korea and China from the Ancient Times through the early 17th century and concentrating on Korean herb medicine and prescriptions. It is proved as the best clinical guidebook in the 17th century for doctors and practitioners to easily use. The book was also published in China and Japan in the 18th century and greatly influenced the development of practical clinic and medical research in Asia at that time. This is why Dongui Bogam is in the wish list to register to the Memory of the World. Samguk-Yusa is evaluated as one of the most comprehensive history books and treasure sources in Korea, which illustrates foundations of Korean people and covers histories and cultures of ancient Korean peninsula and nearby countries. The book contains the oldest fixed form verse, called Hyang-Ka(鄕歌), and became the origin of Korean literature. In particular, the section of Gi-ee(紀異篇) describes the historical processes of dynasty transition from the first dynasty Gochosun(古朝鮮) to Goguryeo(高句麗) and illustrates the identity of Korean people from its historical origin. This book is worthy of adding to the Memory of the World Register. Mugujeonggwangdaedaranigyeong is the oldest book printed by wooden type plates, and it is estimated to print in between 706 and 751. It contains several reasons and evidence to be worthy of adding to the list of the Memory of the World. It is the greatest documentary heritage that represents the first wooden printing book that still exists in the world as well as illustrates the history of wooden printing in Korea.